International Certificate in Financial Services Regulation (ICFSR)

Robust and effective regulations and their enforcement are crucial to the smooth operation of financial systems. Gain a sound understanding of the principles of regulation for the start of your career as a regulator.

Delivered by The School of International Financial Services, and awarded by The Chartered Governance Institute UK & Ireland (CGI), this Level 3 qualification aims to equip you with the knowledge and skills for a career as a regulator.

Who is this course for?

This course is ideal for those currently in or seeking a career in financial services regulation. It offers a robust educational foundation in financial services regulation to support career development in this field.

Content

Aimed at those entering the profession or junior members of a regulatory body, the course covers the basics of financial regulation such as:

• Why financial services are regulated

• The legal and regulatory framework relating to regulation

• The role of financial services regulators and how they operate

• Authorisation

• Supervision

• Conduct risk management

• The regulation of financial crime prevention

Syllabus

International Certificate in Financial Services Regulation syllabus