To Report or Not to Report? Practical Scenarios for MLROs
Description
This webinar will provide MLROs and compliance professionals with a practical guide to managing external reporting obligations. It will cover key considerations in determining whether to report suspicious activity, the investigation steps required before making a disclosure, and how to compile a high-quality suspicious activity report (SAR). The session will also address best practices for record-keeping and present real-world worked examples to help attendees navigate challenging reporting decisions.
Content
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How, when and how to report suspicious activity?
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The investigation steps
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Writing a good quality report
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Record keeping
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Worked examples in practice
Presenter
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Shazia Zamir Expert Trainer at the School of International Financial Services |
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Shazia Zamir has worked for over 25 years in various Senior Compliance roles held within Legal, Financial and Law Enforcement sectors. Her experience includes managing and setting up compliance teams, reviewing and testing effectiveness of policy and procedures, implementing process improvement, conducting AML and GDPR audits, guiding MLRO/COLP’s and COFA’s in making informed risk decisions, designing bespoke risk case management system for centralised teams, writing and delivering firm-wide training on various key compliance topics. Having graduated in Civil and Structural Engineering (BEng) from the University of Bradford, Shazia extended her studies further graduate in Law (LLB) from University of College London. With her academic experience her approach to compliance is making it simple, practical and she is always honest ensuring that the solutions she proposes are workable and effective. |