All Staff AML/CFT Mandatory Training (Isle of Man-specific)
Description
The AML All Staff Mandatory Training (Isle of Man specific) covers key topics related to anti-money laundering (AML), countering the financing of terrorism (CFT), and countering proliferation financing (CPF). It includes an overview of relevant legislation, regulatory frameworks, and the specific risks faced by your firm. The training also addresses triggers, trends, and typologies, as well as how to manage these risks through policies, procedures, and a risk-based approach (RBA), including client due diligence (CDD). Additionally, it covers suspicious activity reports (SARs), penalties, and includes case studies on current issues.
Content
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Your role in anti-money laundering, countering financing of terrorism, countering proliferation financing “AML/CFT/CPF”
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Legislation and regulatory universe
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Your firm’s risks and vulnerabilities
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Triggers, trends and typologies
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Managing the risk – policies & procedures – risk-based approach – “RBA” (client due diligence “CDD”, record keeping, transaction monitoring, business risk assessment “BRA”)
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Suspicious activity reports “SARs” & tipping off
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Challenges and Penalties
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Hot topics and case studies throughout
Presenter
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Jo French Expert Trainer at the School of International Financial Services |
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Jo, through her company JETT Limited, specialises in developing contemporary bespoke, technical in-house CPD programmes covering a range of AML, compliance and governance issues. She has over 25 years’ experience in delivering credible training to a wide range of financial service businesses both in the Crown Dependencies and internationally, as well as institutions that include the BBA, the ACSP in the Isle of Man, Guernsey Training Agency and the Jersey International Business School where her role also extended to delivering on Buckingham University’s BSc (Hons) in International Financial Services degree as part of their faculty. In addition, she has taught on the International Compliance Association’s full range of AML and compliance qualifications since 2005, and as a Fellow of the Governance Institute (formally ICSA) written and delivered across both level 4&5 Certificate and Diploma, as well as the qualifying scheme, (subjects include Corporate Governance, Risk Management, Boardroom Dynamics, Company Law and Company Compliance and Administration.) Jo’s ICSA students have won many international prizes, most recently in Trust and Company Administration in May 2021, and CORE in the November 2021 exams. A committed educationalist, Jo has a First Class Law Degree (LLB) and Masters in Law (LLM) (Merit) from Queen Mary University of London specialising in financial services law. She is passionate about the delivery of accessible and innovative training courses. |