The importance of board engagement in compliance
Description
This seminar forms part of the 2022 Financial Services Compliance CPD Webinar Series which provides topical updates to compliance professionals, delivered by industry-expert guest speakers, that reflect the dynamic financial services landscape within which compliance professionals operate. This series comprise 10 x monthly webinars of 60 minutes, inclusive of a 15-minute Q&A, covering a wide range of topics.
Book the full series of ten webinars at a discounted price of £425 or book a selection of webinars at £55 per webinar.
View the full series
Content
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Span of control and what this means for the interplay between the Board and compliance teams
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Business risk and compliance monitoring: the interconnection
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How to assess your compliance framework as a Board member
Speaker
Caroline DutotAdvocate, Non-Executive Director at Ardent Chambers |
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Advocate, NED and Mediator Caroline Dutot has a wealth of legal experience and a wide range of skills built up throughout her career. Caroline qualified as a Jersey Advocate in 2009 and founded Ardent Chambers in 2015. Caroline founded Ardent Chambers to provide personable and professional legal services to a wide range of clients. Caroline is able to provide a range of services, from representation in disputes, NED services and independent mediation. Caroline often advises her clients on regulatory, employment, contractual and licensing matters. Having previously worked for the Attorney General in Jersey, as well as the Jersey Financial Services Commission, she is uniquely placed to advise clients and Boards on Corporate Governance and regulatory issues. Caroline’s unique cross-section of skills particularly come to the fore in those instances where both regulatory and employment issues are intertwined. As an Advocate, advisor, NED and mediator effective communication skills are key to all areas of her work. Caroline’s passion for communication and ability to understand her client’s point of view underpins all her work, helping her to assist others in achieving pragmatic solutions. She frequently provides training on topics including Director’s duties, span of control, corporate governance, data protection, GDPR, anti-bribery and corruption practices and financial sanctions – an area in which she drafted the Jersey Financial Service Commission’s industry guidance. |
Suitable for
This webinar is suitable for all compliance professionals as well as managers and Directors with responsibility for financial crime risk management.