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Regulatory Relationships – Practical Tips & Hints

Description

This webinar forms part of the 2022 Directors Structured Training Programme. The series comprises 10 x 1-hour webinars, delivered by Heather-Anne Hubbell.

Book the full programme of ten webinars at a discounted price of £425 or book a selection of webinars at £55 per webinar.

 

View the full programme

Guernsey Series

Jersey Series

Isle of Man Series

 

 


Content

This webinar will provide a brief introduction to regulatory liaison, the types of interactions you may have with the regulator and practical tips to ensure a smooth relationship. This webinar will cover the following:

  • Thematic Reviews

  • Regular Regulatory visits and Findings

  • Tips with Regulatory Liaison and managing meetings successfully

 

Learning Outcomes

Having attended this webinar, delegates will:

  • Be able to work with your regulator

  • Understand how thematic reviews in your industry can provide additional guidance

 

Speaker

Heather-Anne Hubbell

Chief Executive Officer of Hubbell Ventures Limited

Heather-Anne Hubbell 

Heather-Anne is a serial entrepreneur, with business experience as a lawyer, banker and consultant. She has an extensive legacy in financial services, strategic planning, digital transformation and corporate governance. Experienced at providing board-level management information to group and risk audit committees, her expertise is underpinned with experience as private practice lawyer, in-house counsel, and Director & Company Secretary of companies in Canada, the UK and Jersey.

Heather-Anne has leveraged 35+ years of experience to create Phundex, a digital solution to finding innovative ideas, digitally facilitating the investment due diligence process, bringing investment opportunities to market faster, and then administering and reporting to management, investors, and regulators.


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