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2022 Isle of Man Economic Crime & Compliance Symposium

Join your industry peers at the School of International Financial Services' 2022 Isle of Man Economic Crime & Compliance Symposium this October.

Description

Join your industry peers at the School of International Financial Services' 2022 Isle of Man Economic Crime & Compliance Symposium this October.

Join us at our first post-COVID face-to-face event at the Villa Marina, where you will hear from a range of world leading experts on the latest economic crime developments from AML/CFT and sanctions to tax evasion and bribery and corruption.

 

Agenda

Time

 

Topic

08:30-09:00   Registration & networking
     
09:00-09:15   Welcome from the Symposium Chair
Helen Hatton, Director at the School of International Financial Services
     
09:15-09:45   Global developments in AML/CFT

     
09:45-10:15   A review of recent AML cases

     
10:15-10:45   Sanctions as an effective tool in the financial crime prevention arsenal

     
10:45-11:00   Refreshment break & networking
     
11:00-11:30   Reviewing the UK’s Economic Crime Plan post-Brexit – key national priorities

     
11:30-12:00   IOMFSA Regulatory update
Bettina Roth, Chief Executive at the Isle of Man Financial Services Authority
     
12:00-12:45   HMRC supervision and enforcement update

     
12:45-13:45   Lunch break
     
13:45-14:15    Development in regulating cryptocurrency 

     
14:15-14:45   Top tips for managing regulatory investigations
Sinead O'Connor, Head of Regulatory & Compliance Services at DQ Advocates
     
14:45-15:15   Effectively managing bribery & corruption risk

     
15:15-15:30   Refreshment break
     
15:30-16:00   Evolving KYC/CDD considerations
Marta Lia Requeijo, Head of Financial Crime & MLRO at Clear Bank
     
16:00-16:30   Looking ahead: Key priorities for the Isle of Man in 2023
Philip Hunkin, Director Financial Intelligence Unit at Isle of Man Government
     
16:30-17:00   Chairs closing summary & remarks
Helen Hatton, Director at the School of International Financial Services
 

*Please note that the agenda may be subject to change.

 

Speakers

Helen Hatton (Chair)

Director & Expert-trainer at the Schools of International Financial Services

Helen Hatton 

Helen Hatton is widely recognised as the prime architect of the modern Jersey regulatory regime. She resigned as Deputy Director General of the Jersey Financial Services Commission in May 2009, having led the implementation of regulatory development in the island from its blacklisted state in 1999 to achieving one of the world’s best IMF evaluation results, to establish Sator Regulatory Consulting, which merged with BDO Jersey in April 2016.

Prior to taking up her roles in Jersey, Helen was Director of Enforcement with the Isle of Man Financial Supervision Commission from 1992-1999, introducing the first offshore ‘all crimes’ money laundering regime in 1997 and, notably, achieving the world’s first ‘freestanding’ offshore Mareva injunction without a local cause of action in the case SIB-v-Lloyd Wright. This milestone case brought an effective end to banking secrecy in the Crown Dependencies.

Helen is a Fellow of the Institute of Advanced Legal Studies, a member of the Editorial Board of the Journal of Banking Regulation and member of the Worshipful Company of International Bankers. She is a recognised international speaker on regulatory compliance topics and regularly publishes papers on regulatory matters.

 

 

Marta Lia Requeijo

Head of Financial Crime & MLRO at Clear Bank

Marta Lia Requeijo 

Marta is an accomplished senior financial crime, compliance and internal controls director with over 15 years’ leadership experience in the financial services industry covering a broad range of businesses and products. She has experience within the Portuguese Securities Market Commission, which regulates and supervises the markets in financial instruments, as well as the entities that act therein. Marta has an extensive background in operational effectiveness and best practice to inspire and lead change.

 

 

Philip Hunkin

Director Financial Intelligence Unit at Isle of Man Government

Philip Hunkin

Phil was appointed as Director of the Financial Intelligence Unit in November 2019. Previously Phil was an Assistant Chief Officer of the Guernsey Border Agency and was Head of the Economic Crime Division for 8 years this included Guernsey’s FIU. More recently, from August 2017 until November 2019, he was Head of the Cook Islands Financial Intelligence Unit. The Cook Islands FIU is responsible for FIU functions, financial transaction reporting and AML/CFT compliance. Phil completed Moneyval’s 5th round training seminar for evaluators in 2015 and in 2018 was part of the Asia Pacific Groups (APG) mutual evaluation team of the Solomon Islands, as the Law Enforcement and FIU expert. Phil also led on Law Enforcement and FIU responses for Guernsey’s mutual evaluations by the IMF in 2010 and Moneyval in 2014. He also contributed to the APG’s mutual evaluation of the Cook Islands. Phil has extensive international experience and has served as acting chair of the Egmont Groups Training Working Group and as a vice chair of the Technical Assistance and Training Working Group. He held the role of Egmont’s BECA coordinator for 9 years. Phil also contributes as a Moneyval AML/CFT expert and has been involved with the APG experts meetings. Other international work includes 10 years as a member of Camden Asset Recovery Inter-agency Network.

 

Bettina Roth

Chief Executive at the Isle of Man Financial Services Authority

Bettina Roth 

Bettina Roth was appointed Chief Executive Officer of the Isle of Man Financial Services Authority in October 2021.

Bettina brings a wealth of international experience to the role having demonstrated a strong track record of professional achievement in both the regulatory and private sectors.

For the last 23 years, Bettina has held senior roles at the Cayman Islands Monetary Authority, Abu Dhabi Global Market and the Office of the Superintendent of Financial Institutions. She also completed a secondment with the Office of the Comptroller of the Currency (OCC) in New York as part of the Citibank supervision team.

While Bettina had broad responsibilities in her roles, her focus in the last few years has been on automation of key processes and risk-based methodology. Prior to her regulatory roles, Bettina worked for Ernst &Young in Canada and Australia.

Bettina holds a Bachelor of Commerce from the University of Toronto and a Masters of Business Administration from Queen’s University in Canada. She is also a Chartered Accountant, Project Management Professional and Certified Anti-Money Laundering Specialist.

 

 

Sinead O'Connor

Head of Regulatory & Compliance Services at DQ Advocates

Sinead O'ConnorSinead is head of the Regulatory & Compliance Services team.

Sinead works with clients across the financial services industry covering banking, insurance, corporate service providers and funds. Sinead has worked in the compliance industry since 1995 so has a wealth of experience to bring to clients. Sinead is an accredited Data Protection Practitioner.

 

Suitable for

This event is suitable for all financial services compliance professionals, including MLROs, Compliance Officers and Directors with risk management oversight in the Isle of Man.

Pricing

Full price: £425.00


 

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