All Staff AML/CFT Mandatory Training

1.5 PD hours

Description

Overview to follow.

Content

Understanding the personal nature obligations under current statute and regulatory regimes
Challenging ML myths – Appreciating your firms ML & FT risk in reality
Vulnerabilities of products and services
Role and function of BRA

Hot topics – sanctions tax evasion and proliferation financing

Key policies and procedures to manage the risk

Risk-based CDD policies and procedure
Recognition and examination of suspicious transactions and activity
Focus on SARs, internal disclosures, manging the risk of tipping off, and dealing with questions from such customers, and/or their advisers
SARs as a defence

What are the potential consequences if you fail?

Case Studies

Presenter

Jo French

Expert Trainer at the School of International Financial Services

Jo, through her company JETT Limited, specialises in developing contemporary bespoke, technical in-house CPD programmes covering a range of AML, compliance and governance issues. She has over 25 years’ experience in delivering credible training to a wide range of financial service businesses both in the Crown Dependencies and internationally, as well as institutions that include the BBA, the ACSP in the Isle of Man, Guernsey Training Agency and the Jersey International Business School where her role also extended to delivering on Buckingham University’s BSc (Hons) in International Financial Services degree as part of their faculty.

In addition, she has taught on the International Compliance Association’s full range of AML and compliance qualifications since 2005, and as a Fellow of the Governance Institute (formally ICSA) written and delivered across both level 4&5 Certificate and Diploma, as well as the qualifying scheme, (subjects include Corporate Governance, Risk Management, Boardroom Dynamics, Company Law and Company Compliance and Administration.) Jo’s ICSA students have won many international prizes, most recently in Trust and Company Administration in May 2021, and CORE in the November 2021 exams.

A committed educationalist, Jo has a First Class Law Degree (LLB) and Masters in Law (LLM) (Merit) from Queen Mary University of London specialising in financial services law. She is passionate about the delivery of accessible and innovative training courses.