Regulatory Relationships – Practical Tips & Hints

This webinar will provide practical advice on managing relationships with regulators, focusing on thematic reviews and regular regulatory visits. Attendees will learn effective strategies for handling meetings and regulatory findings. This session aims to enhance regulatory liaison skills, ensuring successful interactions with oversight bodies.

This webinar provides one-hour of CPD and forms part of the 2025 Directors Structured Training Programme, delivered by Heather-Anne Hubbell.

Delegates places are interchangeable with colleagues from the same organisation.

Content

• Thematic Reviews

• Regular Regulatory visits and Findings

• Tips with Regulatory Liaison and managing meetings successfully

Presenter

Heather-Anne Hubbell Expert Trainer at the School of International Financial Services School

Heather-Anne is a serial entrepreneur, with business experience as a lawyer, banker and consultant. She has an extensive legacy in financial services, strategic planning, digital transformation and corporate governance. Experienced at providing board-level management information to group and risk audit committees, her expertise is underpinned with experience as private practice lawyer, in-house counsel, and Director & Company Secretary of companies in Canada, the UK and Jersey. Heather-Anne has leveraged 35+ years of experience to create Phundex, a digital solution to finding innovative ideas, digitally facilitating the investment due diligence process, bringing investment opportunities to market faster, and then administering and reporting to management, investors, and regulators.

View the full programme

This webinar forms part of the 2025 Directors Structured Training Programme. 

All webinars can be booked individually, or you can book the entire programme for a discounted cost.

January - July 2025

September - December 2025