The Role of the Board in AML/CFT Oversight: From Policy Approval to Culture Monitoring
Description
With regulators increasingly focused on culture and accountability, boards must demonstrate strong oversight of AML/CFT frameworks. This webinar guides directors through their role in setting, approving, and monitoring AML policies, as well as influencing the tone from the top to embed a compliance culture throughout the organisation.
This webinar provides one-hour of CPD and offers insights and updates from a leading industry-expert speaker.
Delegates places are interchangeable with colleagues from the same organisation.
Content
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Board responsibilities for AML/CFT frameworks
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Ensuring effective policy approval, implementation, and monitoring
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How culture and conduct influence AML outcomes
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Engaging meaningfully with MLROs and compliance functions
Presenter
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Andrew Dobber Head of Financial Crime Compliance at Santander International |
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Andy is part of the senior management team and Head of Financial Crime Compliance (MLRO/MLCO) for Santander International which operates branches in the UK, Jersey and the Isle of Man. Andy has worked in offshore finance for over 35 years during which time he has worked in both local and international law firms and trust companies in a variety of assurance, compliance and financial crime roles together with a stint as a regulator at the Jersey Financial Services Commission. Andy is a Fellow of International Compliance Association, a Chartered member of the Chartered Securities & Investment Institute, an Associate member of the Chartered Management Institute and a full STEP member and a previous secretary of the STEP Jersey Branch as well as being the a Treasurer for the JCOA. Andy helped to establish and remains a member of the Jersey Bankers Association Financial Crime & Conduct Committee. Outside of work Andy is a keen cyclist all will be undertaking several charity rides (some of nearly 1,000 miles) to raise money for Macmillan Cancer Support Jersey. |