Regulatory Expectations Worldwide: Supervisors, Codes, Conduct Standards and Sector Rulebooks
Description
Directors must understand the regulatory expectations shaping governance standards across the jurisdictions in which they operate. This session provides an overview of supervisory approaches, conduct expectations, and sector-specific rulebooks worldwide. Participants will explore how regulatory philosophy, enforcement culture and emerging global trends influence board responsibilities, helping directors anticipate areas of scrutiny and align their organisation’s governance practices with international best practice.
This webinar provides one-hour of CPD and forms part of the Directors Foundation Programme, delivered by Chris Usher.
Delegates places are interchangeable with colleagues from the same organisation.
Content
-
Overview of regulatory authorities and supervisory models worldwide
-
Conduct standards and governance expectations across IFCs
-
Sector-specific rulebooks and their implications for boards
-
Trends in regulatory enforcement and cross-border cooperation
-
Preparing for regulatory scrutiny: proactive frameworks and documentation
Presenter
|
Chris Usher Managing Director of the School of International Financial Services |
||
Chris is the Managing Director of the School of International Financial Services (SIFS), a leading provider of training and education in offshore financial services across 15 jurisdictions globally. He has over 25 years of experience in offshore financial services, having previously held senior wealth management roles at Barclays Wealth and Santander, where he advised private clients and corporates on complex global investment solutions and wealth structuring. Chris is currently also a Director at Cavenwell Group. With a deep understanding of geopolitical and economic dynamics, Chris helps clients navigate the changing international wealth structuring landscape and optimise tax efficiency. Chris has trained over 6,000 people in qualifications for the Chartered Institute for Securities and Investments (CISI) in wealth management and is a well-regarded member of the Institute. He also serves on the committee of the Jersey Wealth Managers Association (JWMA) and is a member of the Institute of Directors. |