Transaction Monitoring & Suspicious Reporting
Description
A practical exploration of transaction monitoring frameworks and suspicious activity reporting within the DIFC. This session addresses how firms can design effective monitoring systems, identify genuinely suspicious activity, and meet DFSA expectations for timely, high-quality suspicious transaction reports.
This webinar provides one-hour of CPD and offers insights and updates from a leading industry-expert speaker.
Delegates places are interchangeable with colleagues from the same organisation.
Content
-
DFSA expectations for transaction monitoring
-
Designing proportionate monitoring frameworks
-
Alert management and escalation processes
-
Suspicious reporting obligations and quality
-
Regulatory findings and lessons learned
Presenter
|
Kiran Varma Compliance & Regulatory Leader |
||
Bio to follow. |