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Practical Customer Due Diligence with Andrew Horbury

Practical Customer Due Diligence with Andrew Horbury

Description

Effective Customer Due Diligence is an integral part of any AML/CFT risk management framework.  This course will explore the legal and regulatory requirements in relation to customer due diligence, ensuring delegates are aware of best practice in acquiring CDD information and are capable of taking a risk based approach to the process.

Course Content

  • What is CDD?

  • Why is CDD important?

  • Risk based approach to CDD

  • CDD requirements

  • Source of Wealth and Source of Funds

  • Practical guidance

  • Case studies

Suitable For

All financial services employees.

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