International Certificate in Financial Services Regulation
Robust and effective regulations and their enforcement are crucial to the smooth operation of financial systems. Gain a sound understanding of the principles of regulation for the start of your career as a regulator. Delivered by The School of International Financial Services, and awarded by The Chartered Governance Institute UK & Ireland (CGI), this Level 3 qualification aims to equip you with the knowledge and skills for a career as a regulator.
Description
Robust and effective regulations and their enforcement are crucial to the smooth operation of financial systems. Gain a sound understanding of the principles of regulation for the start of your career as a regulator.
Delivered by The School of International Financial Services, and awarded by The Chartered Governance Institute UK & Ireland (CGI), this Level 3 qualification aims to equip you with the knowledge and skills for a career as a regulator.
Who is this course for?
Individuals currently working or aspiring to work in financial services regulators who are keen to achieve a solid professional education platform in financial services regulation.
Content
Aimed at those entering the profession or junior members of a regulatory body, the course covers the basics of financial regulation such as:
- Why financial services are regulated
- The legal and regulatory framework relating to regulation
- The role of financial services regulators and how they operate
- Authorisation
- Supervision
- Conduct risk management
- The regulation of financial crime prevention
Detailed information on the syllabus is available below:
Expert trainer
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Darren Boschat |
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Darren is a regulatory consultant specialising in helping businesses achieve a more structured and practical approach to identifying, measuring and treating their compliance risks. His background includes over 15 years in senior roles at the JFSC spanning banking, securities, trust and supervisory risk. He has extensive experience of supervisory processes and helped design the JFSC´s supervisory risk model and the supporting guidance used by staff. Darren is the lead author and senior lecturer of the International Certificate in Financial Regulation, a professional qualification for regulators. Qualifications and training
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