Identifying and verifying your clients
This webinar forms part of the 2024 Advanced KYC Programme.
Description
This webinar forms part of the 2024 Advanced KYC Programme. The programme comprises 5 x 1-hour webinars, delivered by Shazia Zamir.
Book the full programme of five webinars at a discounted price.
View the full programme
Content
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Preapproval questions
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Applying a risk-based approach – Applying SDD,CDD.EDD
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Different Structures – worked examples of what to ask for
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Audit trail and notes
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Applying a risk-based approach
Presenter
Shazia ZamirExpert Trainer at the School of International Financial Services |
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Shazia Zamir has worked for over 25 years in various Senior Compliance roles held within Legal, Financial and Law Enforcement sectors. Her experience includes managing and setting up compliance teams, reviewing and testing effectiveness of policy and procedures, implementing process improvement, conducting AML and GDPR audits, guiding MLRO/COLP’s and COFA’s in making informed risk decisions, designing bespoke risk case management system for centralised teams, writing and delivering firm-wide training on various key compliance topics. Having graduated in Civil and Structural Engineering (BEng) from the University of Bradford, Shazia extended her studies further graduate in Law (LLB) from University of College London. With her academic experience her approach to compliance is making it simple, practical and she is always honest ensuring that the solutions she proposes are workable and effective. |