5th Annual Economic Crime & Compliance Symposium

Time

Topic

Helen Hatton (Chair)

Executive Director at the School of International Financial Services

Helen is a well-known figure in the offshore world and is widely recognised as the prime architect of the Jersey regulatory regime. She was Director of Enforcement for the Isle of Man Financial Supervision Commission; Deputy Director General, Jersey Financial Services Commission and founder of Sator Regulatory Consulting Limited and KYC Worldwide. Helen merged Sator with BDO in 2016 and became BDO Sator MD and BDO Group Chairman from 2016-2021. She has undertaken a wide range of major, international fact finding mandates including those for the World Bank, IMF, FATF, Commonwealth Secretariat, the UK Foreign Office and a fistful of Central Banks, regulatory authorities and governments. She is a Fellow of the Institute of Advanced Legal Studies and Royal Society of Arts, and sits on the Editorial Board of the International Banker.

Helen holds non-executive appointments at Santander International, Jersey Post International Limited, Jersey Office of the Information Commissioner, and is shareholder and director of KnowYourCountry.Com and the School of International Financial Services. Helen is Executive Chairman of Central Associates Limited, a London based, family owned and relationships driven, investigations, intelligence and surveillance company.

His Honour Judge Tony Baumgartner (Keynote Speaker)

Senior Circuit Judge and Resident Judge at Southwark Crown Court

His Honour Judge Tony Baumgartner is an English Circuit Judge sitting in both the Crown Court and the High Court, with extensive experience in complex financial crime cases.

He has presided over several high-profile fraud and insider trading cases, including the English restraint proceedings involved in the prosecution of Gianluigi Torzi, a London-based financier accused of defrauding the Vatican in a multi-million-pound property deal in Chelsea (Torzi v Director of Public Prosecutions [2021] 3 WLUK 678; [2021] 3 WLUK 680). He has delivered judgments at first instance in several leading recent cases involving the Proceeds of Crime Act 2002 (UK), including Wieromiejczyk v Director of Public Prosecutions [2024] EWCA Crim 148 and Financial Conduct Authority v Wealthtek LLP (In Special Administration) [2024] EWHC 424.

In February 2024, Judge Baumgartner presided over the Goldman Sachs insider trading case involving former analyst Mohammed Zina. Zina was convicted of six counts of insider dealing and three counts of fraud, having misused confidential information from Goldman Sachs’ Conflicts Resolution Group to trade shares in six companies between 2016 and 2017, generating £140,000 in illegal profits. He also fraudulently obtained £95,000 in personal loans.  He was sentenced to 22 months imprisonment (Zina[2024] All ER (D) 111 (Feb)).

He is a contributing author to Montgomery and Ormerod on Fraud:  Criminal Law and Procedure (forthcoming, 2025).

Before his judicial appointment, Judge Baumgartner was a partner at Clyde & Co LLP, specialising in fine art and cultural property law.  His practice included advising insurers, auction houses, galleries, dealers, and collectors.

He is Deputy Chairman of the UK Spoliation Advisory Panel, a Trustee of the Royal Academy of Arts, and has lectured on Nazi-era spoliation at the Institute of Art and Law and Queen Mary University of London.

Craig Jones (Keynote Speaker)

Director at CyPol & Immediate Past Director of Cybercrime at INTERPOL

With over four decades in public service Craig has held key roles in UK and international law enforcement, coordinating national, regional, and international responses to cybercrime. From 2019 to 2024, he led INTERPOL Global Cybercrime Programme, under his leadership it delivered a step-change in the credibility and confidence between the organization's 196 member countries and partners. He used strategic insights and innovative approaches, managing successful operations, projects, and initiatives which disrupted cybercriminals and their infrastructure utilizing both the public and private sector. Craig now holds several senior advisory and board roles in prominent regional and global organizations, where he strives to foster international confidence and build trust in the cyber ecosystem.

Oonagh van den Berg

Founder of RAW Compliance & Virtual Risk Solutions

Oonagh van den Berg, founder of RAW Compliance and Virtual Risk Solutions, is a globally recognized Compliance Officer with 20+ years of experience. She specializes in regulatory compliance, financial crime risk, and GRC, working with top firms like HSBC and Citi Bank.

A keynote speaker and thought leader, Oonagh drives compliance training and AI-powered e-learning, empowering professionals worldwide. She champions ethical compliance through innovation and automation.

Rachel Copper-Mawer

Group Partner at Ogier

Rachel is a highly experienced lawyer, specialising in advice on contentious and non-contentious regulatory and compliance matters as well as fraud and asset recovery matters for both domestic and cross-border cases. She has extensive experience of High Court litigation and arbitration. She regularly conducts internal investigations, co-ordinating international investigations, defence and management of external investigations by regulatory authorities and litigation. She advises c-suite executives and boards. She managed risk and compliance for the Middle East and Africa region and developed the non-operated joint venture anti-bribery and corruption risk management programme at BP plc, and also worked for Willis Insurance Brokers (International), where she took on the role of chief compliance and risk officer, sitting on the executive team and risk committee, and advising the audit committee.

Rachel has worked across across sectors - primarily financial services, manufacturing, extractives and construction / engineering. Rachel's risk management and programme development expertise extends across the gambit of financial crime risk, ESG and financial regulations.

In her career Rachel had a year-long secondment to the Financial Conduct Authority in London, working on insider dealing and other complex wholesale financial services investigations in the Enforcement team at the Financial Conduct Authority. She also spent six months seconded to insurance company Hannover Re in Germany. She was also formerly co-chair of the Global Regulatory and Investigations team at one of the largest international litigation firms.

Caroline Dutot

Advocate & Non-Executive Director at Ardent Chambers

Advocate, NED and Mediator Caroline Dutot has a wealth of legal experience and a wide range of skills built up throughout her career. Caroline qualified as a Jersey Advocate in 2009 and founded Ardent Chambers in 2015.

Caroline founded Ardent Chambers to provide personable and professional legal services to a wide range of clients. Caroline is able to provide a range of services, from representation in disputes, NED services and independent mediation. 

Caroline often advises her clients on regulatory, employment, contractual and licensing matters. Having previously worked for the Attorney General in Jersey, as well as the Jersey Financial Services Commission, she is uniquely placed to advise clients and Boards on Corporate Governance and regulatory issues. Caroline’s unique cross-section of skills particularly come to the fore in those instances where both regulatory and employment issues are intertwined.

As an Advocate, advisor, NED and mediator effective communication skills are key to all areas of her work. Caroline’s passion for communication and ability to understand her client’s point of view underpins all her work, helping her to assist others in achieving pragmatic solutions.

She frequently provides training on topics including Director’s duties, span of control, corporate governance, data protection, GDPR, anti-bribery and corruption practices and financial sanctions – an area in which she drafted the Jersey Financial Service Commission’s industry guidance.

Xapien 

Platinum Sponsor

Xapien is designed for due diligence. They provide a fully automated, online platform for performing background research on companies and individuals for risk, regulatory and reputational purposes.

To learn more, visit: www.xapien.com

KYC360

Gold Plus sponsor

30 years advising businesses on compliance processes, 15 years running large-scale Sec 166-style investigations and a legal career that led to the founding of the International Compliance Association. These are the foundations that KYC360 is built upon, and how it came to be an award-winning SaaS business.

KYC360 has evolved from RiskScreen to convey the platform’s all-encompassing nature, from on-boarding to off-boarding, and directly address the end-to-end nature of customer lifecycle management.

Our subject-matter expertise, dedication to rapid deployment of solutions, superior level of customer support and ambitious product roadmap has made KYC360 a recognised and trusted name globally – and we aim to continuously improve on this award-winning position.

To learn more, visit: www.kyc360.com

Kroll

Gold sponsor

As the leading independent provider of risk and financial advisory solutions, Kroll leverages our unique insights, data and technology to help clients stay ahead of complex demands.

To learn more, visit: www.kroll.com

Ogier

Silver sponsor

Ogier in Jersey has top-tier legal teams and first-class corporate and fiduciary services professionals providing a full range of services across our core specialisms. 

To learn more, visit: www.ogier.com

Bronze Sponsor

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 Educational Partner  

Jersey Compliance Officers Association (JCOA)

The Jersey Compliance Officers Association is a professional body which provides a forum for the exchange of ideas and information. The JCOA actively encourages, and provides the environment for those 'experienced' or 'new to' compliance and risk professionals, both from within and outside financial services and the other regulated industries in Jersey, to support others for the benefit of the compliance and risk profession and the Jersey. For more information, please visit: www.jcoa.co.uk

JCOA members qualify for a 20% discount when registering to attend this event.