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This webinar forms part of the 2024 Funds Series.
This webinar provides one-hour of CPD and offers insights and updates from a leading industry-expert speaker.
All webinars can be booked individually, or you can book the entire series for a discounted cost. Delegates places are also interchangeable with colleagues from the same organisation.
In the courts: Governance and Duties
In the courts: Exclusion clauses
FSA prohibitions and penalties
Looking ahead
Katherine GaroodCounsel at Appleby |
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Katherine is Counsel within the Corporate department at Appleby in the Isle of Man, specialising in Isle of Man funds. She is a previous chair of the IOM Wealth & Fund Services Authority and continues to head up regulatory matters for the industry association. Katherine has over ten years’ experience advising on regulation in the Isle of Man. Legal directory Chambers UK has described Katherine as “an expert in Isle of Man fintech regulatory work” and “gaining a strong reputation for her ability to advise clients on investment fund regulation.” |