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International Certificate in Financial Services Regulation

Robust and effective regulations and their enforcement are crucial to the smooth operation of financial systems. Gain a sound understanding of the principles of regulation for the start of your career as a regulator. Delivered by The School of International Financial Services, and awarded by The Chartered Governance Institute UK & Ireland (CGI), this Level 3 qualification aims to equip you with the knowledge and skills for a career as a regulator.

Description

Robust and effective regulations and their enforcement are crucial to the smooth operation of financial systems. Gain a sound understanding of the principles of regulation for the start of your career as a regulator.

Delivered by The School of International Financial Services, and awarded by The Chartered Governance Institute UK & Ireland (CGI), this Level 3 qualification aims to equip you with the knowledge and skills for a career as a regulator.

 

Who is this course for?

This course is ideal for those currently in or seeking a career in financial services regulation. It offers a robust educational foundation in financial services regulation to support career development in this field.

 

Content

Aimed at those entering the profession or junior members of a regulatory body, the course covers the basics of financial regulation such as:

  • Why financial services are regulated

  • The legal and regulatory framework relating to regulation

  • The role of financial services regulators and how they operate

  • Authorisation

  • Supervision

  • Conduct risk management

  • The regulation of financial crime prevention

 

Syllabus

International Certificate in Financial Services Regulation syllabus 

 

Trainer

Darren Boschat

Expert Trainer & Lead Author / Senior Lecturer of the CGI-Awarded International Certificate in Financial Services Regulation (ICFSR)

Darren Boschat 

Darren is a regulatory consultant specialising in helping businesses achieve a more structured and practical approach to identifying, measuring and treating their compliance risks.

His background includes over 15 years in senior roles at the JFSC spanning banking, securities, trust and supervisory risk.

He has extensive experience of supervisory processes and helped design the JFSC´s supervisory risk model and the supporting guidance used by staff.

Darren is the lead author and senior lecturer of the International Certificate in Financial Regulation, a professional qualification for regulators.

 

Qualifications and Training

  • MSC Financial Regulation & Compliance Management

  • Institute of Risk Management - Certificate in Enterprise Risk Management

  • Institute of Risk Management   Root Cause Analysis Facilitator

  • IOSCO - International Evaluator

  • Financial Stability Institute - Bank Supervisor

  • Securities and Exchange Commission - International Enforcement Programme


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