The Role of Non-Executive Directors in Financial Services: Responsibilities and Influence

This webinar forms part of the 2025 Corporate Governance Series.

Description

This webinar explores the vital role of Non-Executive Directors (NEDs) in financial services, emphasising that a director is a director, regardless of title, and all carry regulatory responsibilities as Principal Persons. NEDs bring expert, independent insight to the board, enhancing governance and strategic oversight. However, with this influence comes accountability, and NEDs must remain highly attuned to both actual and perceived conflicts of interest to fulfil their duties effectively and ethically.

This webinar provides one-hour of CPD and offers insights and updates from a leading industry-expert speaker. 

Delegates places are interchangeable with colleagues from the same organisation.

 

Content

  • A director is a director, by whatever name called

  • All directors are Principal Persons from a regulatory perspective

  • You're getting in the experts

  • You're getting an independent professional

  • NEDs need to be acutely aware of potential and actual conflicts of interest

 

Presenter

Kate Anderson

Partner at Collas Crill

Kate Anderson 

Kate joined Collas Crill in April 2025. She specialises in guiding clients through the regulatory, structural and financing landscape involved in establishing, maintaining and reorganising group investment structures and vehicles. 

These structures range from fully regulated collective investment funds to large group arrangements and joint venture vehicles, primarily for ultra-high-net-worth (UHNW), entrepreneurial, and high-net-worth (HNW) clients.

Over the past 26 years, Kate has acted as a trusted advisor to UHNW and entrepreneurial clients. Her broad experience across regulatory, financial, and corporate law enables her to design bespoke structures that meet complex regulatory requirements.

Kate regularly advises on the establishment and operation of a wide variety of collective investment funds and other investment vehicles and has acted as a NED for funds and fund managers for 17 years.

 

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