Regulatory Relationships – Practical Tips & Hints
This webinar forms part of the 2024 Directors Structured Training Programme.
Description
This webinar forms part of the 2024 Directors Structured Training Programme. The programme comprises 10 x 1-hour webinars, delivered by Heather-Anne Hubbell.
Book the full programme of ten webinars at a discounted price.
View the full programme (January-July 2024)
View the full programme (September-December 2024)
Content
This webinar will provide a brief introduction to regulatory liaison, the types of interactions you may have with the regulator and practical tips to ensure a smooth relationship. This webinar will cover the following:
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Thematic Reviews
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Regular Regulatory visits and Findings
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Tips with Regulatory Liaison and managing meetings successfully
Learning Outcomes
Having attended this webinar, delegates will:
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Be able to work with your regulator
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Understand how thematic reviews in your industry can provide additional guidance
Presenter
Heather-Anne HubbellExpert Trainer at the School of International Financial Services |
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Heather-Anne is a serial entrepreneur, with business experience as a lawyer, banker and consultant. She has an extensive legacy in financial services, strategic planning, digital transformation and corporate governance. Experienced at providing board-level management information to group and risk audit committees, her expertise is underpinned with experience as private practice lawyer, in-house counsel, and Director & Company Secretary of companies in Canada, the UK and Jersey. Heather-Anne has leveraged 35+ years of experience to create Phundex, a digital solution to finding innovative ideas, digitally facilitating the investment due diligence process, bringing investment opportunities to market faster, and then administering and reporting to management, investors, and regulators. |