Regulatory Relationships – Practical Tips & Hints
This webinar forms part of the 2024 Directors Structured Training Programme.
Description
This webinar forms part of the 2024 Directors Structured Training Programme. The programme comprises 10 x 1-hour webinars, delivered by Heather-Anne Hubbell.
Book the full programme of ten webinars at a discounted price.
View the full programme
Content
This course will give you an overview of corporate governance frameworks and where to find information related to your specific jurisdiction.
Content
This webinar will provide a brief introduction to regulatory liaison, the types of interactions you may have with the regulator and practical tips to ensure a smooth relationship. This webinar will cover the following:
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Thematic Reviews
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Regular Regulatory visits and Findings
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Tips with Regulatory Liaison and managing meetings successfully
Learning Outcomes
Having attended this webinar, delegates will:
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Be able to work with your regulator
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Understand how thematic reviews in your industry can provide additional guidance
Presenter
Heather-Anne HubbellExpert Trainer at the School of International Financial Services |
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Heather-Anne is a serial entrepreneur, with business experience as a lawyer, banker and consultant. She has an extensive legacy in financial services, strategic planning, digital transformation and corporate governance. Experienced at providing board-level management information to group and risk audit committees, her expertise is underpinned with experience as private practice lawyer, in-house counsel, and Director & Company Secretary of companies in Canada, the UK and Jersey. Heather-Anne has leveraged 35+ years of experience to create Phundex, a digital solution to finding innovative ideas, digitally facilitating the investment due diligence process, bringing investment opportunities to market faster, and then administering and reporting to management, investors, and regulators. |