Understanding Supervisory and Regulatory Frameworks

This webinar forms part of the 2025 AML/CFT/CPF Regulatory Compliance Programme (Multi-Jurisdictional).

Description

This webinar will provide a clear understanding of supervisory and regulatory frameworks in financial services. Attendees will gain insights into the structure and purpose of supervisory frameworks, the roles and powers of supervisors, and the regulation of financial institutions and Designated Non-Financial Businesses and Professions (DNFBPs). This session is ideal for professionals aiming to enhance compliance practices and ensure adherence to regulatory requirements.

This webinar provides one-hour of CPD and forms part of the 2025 AML/CFT/CPF Regulatory Compliance Programme (Mult-jursidictional), delivered by Darren Boschat.

Delegates places are interchangeable with colleagues from the same organisation.

 

Content

  • Overview of supervisory frameworks

  • Role and powers of supervisors

  • Regulation and supervision of financial institutions and DNFBPs

 

Presenter

Darren Boschat

Expert Trainer at the School of International Financial Services

Darren Boschat 

Darren is a regulatory consultant specialising in helping businesses achieve a more structured and practical approach to identifying, measuring and treating their compliance risks.

His background includes over 15 years in senior roles at the JFSC spanning banking, securities, trust and supervisory risk.

He has extensive experience of supervisory processes and helped design the JFSC´s supervisory risk model and the supporting guidance used by staff.

Darren is the lead author and senior lecturer of the International Certificate in Financial Regulation, a professional qualification for regulators.


Similar seminars

Essential eLearning for all financial services professionals.

More Information

Ensure your employees are familiar with what constitutes bribery and corruption and help them recognise and mitigate associated risks.

More Information

General Data Protection Regulation (GDPR) The EU GDPR rules instigated the biggest change to data protection for 20 years.

More Information

Explore the essential world of ESG and Greenwashing with our comprehensive course, tailored for forward-thinking businesses.

More Information

Robust and effective regulations and their enforcement are crucial to the smooth operation of financial systems. Gain a sound understanding of the principles of regulation for the start of your career as a regulator. Delivered by The School of International Financial Services, and awarded by The Chartered Governance Institute UK & Ireland (CGI), this Level 3 qualification aims to equip you with the knowledge and skills for a career as a regulator.

More Information

This webinar forms part of the 2025 Accounting & Audit Series.

More Information

This webinar forms part of the 2025 Financial Services Compliance Series.

More Information

This webinar forms part of the 2025 Financial Services Compliance Series.

More Information

This webinar forms part of the 2025 Financial Services Compliance Series.

More Information

This webinar forms part of the 2025 Financial Services Compliance Series.

More Information

This webinar forms part of the 2025 Financial Services Compliance Series.

More Information

This webinar forms part of the 2025 Financial Services Compliance Series.

More Information

This webinar forms part of the 2025 Financial Services Compliance Series.

More Information

This webinar forms part of the 2025 Financial Services Compliance Series.

More Information

This webinar forms part of the 2025 Financial Services Compliance Series.

More Information

This webinar forms part of the 2025 Financial Services Compliance Series.

More Information

Essential eLearning for all financial services professionals.

More Information

This webinar forms part of the 2025 Financial Services Compliance Series (Jersey-specific).

More Information

This webinar forms part of the 2025 Financial Services Compliance Series (Jersey-specific).

More Information

This webinar forms part of the 2025 Financial Services Compliance Series (Jersey-specific).

More Information

This webinar forms part of the 2025 Financial Services Compliance Series (Jersey-specific).

More Information

This webinar forms part of the 2025 Trusts Series.

More Information

This webinar forms part of the 2025 Financial Crime Prevention Series.

More Information

This webinar forms part of the 2025 Financial Crime Prevention Series.

More Information

This webinar forms part of the 2025 Financial Crime Prevention Series.

More Information

This webinar forms part of the 2025 Financial Crime Prevention Series.

More Information

This webinar forms part of the 2025 Financial Crime Prevention Series.

More Information

This webinar forms part of the 2025 Financial Crime Prevention Series.

More Information

This webinar forms part of the 2025 Financial Crime Prevention Series.

More Information

This webinar forms part of the 2025 Financial Crime Prevention Series.

More Information

This webinar forms part of the 2025 Financial Crime Prevention Series.

More Information

This webinar forms part of the 2025 Financial Crime Prevention Series.

More Information

This webinar forms part of the 2025 Corporate Governance Series.

More Information

This webinar forms part of the 2025 Corporate Governance Series.

More Information

This webinar forms part of the 2025 Corporate Governance Series.

More Information

This webinar forms part of the 2025 Corporate Governance Series.

More Information

This webinar forms part of the 2025 Corporate Governance Series.

More Information

This webinar forms part of the 2025 Corporate Governance Series.

More Information

This webinar forms part of the 2025 Corporate Governance Series.

More Information

This webinar forms part of the 2025 Corporate Governance Series.

More Information

This webinar forms part of the 2025 Corporate Governance Series.

More Information

This webinar forms part of the 2025 Directors Structured Training Programme.

More Information

This webinar forms part of the 2025 AML/CFT/CPF Regulatory Compliance Programme (Jersey-specific).

More Information

This webinar forms part of the 2025 AML/CFT/CPF Regulatory Compliance Programme (Jersey-specific).

More Information

This webinar forms part of the 2025 AML/CFT/CPF Regulatory Compliance Programme (Jersey-specific).

More Information

This webinar forms part of the 2025 AML/CFT/CPF Regulatory Compliance Programme (Jersey-specific).

More Information

This webinar forms part of the 2025 AML/CFT/CPF Regulatory Compliance Programme (Jersey-specific).

More Information

This webinar forms part of the 2025 AML/CFT/CPF Regulatory Compliance Programme (Jersey-specific).

More Information

This webinar forms part of the 2025 AML/CFT/CPF Regulatory Compliance Programme (Jersey-specific).

More Information

This webinar forms part of the 2025 AML Case Studies Series.

More Information

This webinar forms part of the 2025 AML Case Studies Series.

More Information

This webinar forms part of the 2025 AML Case Studies Series.

More Information

This webinar forms part of the 2025 AML Case Studies Series.

More Information

This webinar forms part of the 2025 AML Case Studies Series.

More Information

This webinar forms part of the 2025 Directors Series.

More Information

Join your industry peers at the School of International Financial Services' 5th Annual Economic Crime & Compliance Symposium in November 2025.

More Information

This webinar forms part of the 2025 AML/CFT/CPF Regulatory Compliance Programme (Multi-jurisdictional).

More Information

This webinar forms part of the 2025 AML/CFT/CPF Regulatory Compliance Programme (Multi-Jurisdictional).

More Information

This webinar forms part of the 2025 AML/CFT/CPF Regulatory Compliance Programme (Multi-Jurisdictional).

More Information

This webinar forms part of the 2025 AML/CFT/CPF Regulatory Compliance Programme (Multi-Jurisdictional).

More Information

This webinar forms part of the 2025 AML/CFT/CPF Regulatory Compliance Programme (Multi-Jurisdictional).

More Information

This webinar forms part of the 2025 AML/CFT/CPF Regulatory Compliance Programme (Multi-Jurisdictional).

More Information

The Future of Jersey: What Does The Future Hold?

More Information

This webinar forms part of the 2025 Financial Services Regulation Programme.

More Information

This webinar forms part of the 2025 Financial Services Regulation Programme.

More Information

This webinar forms part of the 2025 Financial Services Regulation Programme.

More Information

This webinar forms part of the 2025 Financial Services Regulation Programme.

More Information

This webinar forms part of the 2025 Financial Services Regulation Programme.

More Information

This webinar forms part of the 2025 Financial Services Regulation Programme.

More Information

This webinar forms part of the 2025 MLRO Masterclass Series.

More Information

This webinar forms part of the 2025 MLRO Masterclass Series.

More Information

This webinar forms part of the 2025 MLRO Masterclass Series.

More Information

This webinar forms part of the 2025 MLRO Masterclass Series.

More Information

This webinar forms part of the 2025 MLRO Masterclass Series.

More Information

This webinar forms part of the 2025 MLRO Masterclass Series.

More Information