Understanding Supervisory and Regulatory Frameworks
This webinar forms part of the 2025 AML/CFT/CPF Regulatory Compliance Programme (Multi-Jurisdictional).
Description
This webinar will provide a clear understanding of supervisory and regulatory frameworks in financial services. Attendees will gain insights into the structure and purpose of supervisory frameworks, the roles and powers of supervisors, and the regulation of financial institutions and Designated Non-Financial Businesses and Professions (DNFBPs). This session is ideal for professionals aiming to enhance compliance practices and ensure adherence to regulatory requirements.
This webinar provides one-hour of CPD and forms part of the 2025 AML/CFT/CPF Regulatory Compliance Programme (Mult-jursidictional), delivered by Darren Boschat.
Delegates places are interchangeable with colleagues from the same organisation.
Content
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Overview of supervisory frameworks
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Role and powers of supervisors
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Regulation and supervision of financial institutions and DNFBPs
Presenter
Darren Boschat Expert Trainer at the School of International Financial Services |
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![]() Darren is a regulatory consultant specialising in helping businesses achieve a more structured and practical approach to identifying, measuring and treating their compliance risks. His background includes over 15 years in senior roles at the JFSC spanning banking, securities, trust and supervisory risk. He has extensive experience of supervisory processes and helped design the JFSC´s supervisory risk model and the supporting guidance used by staff. Darren is the lead author and senior lecturer of the International Certificate in Financial Regulation, a professional qualification for regulators. |