Designing an Effective Compliance Monitoring Programme
This webinar forms part of the 2025 Financial Services Compliance Series.
Description
This webinar will cover the essential elements of building an effective compliance monitoring programme. Attendees will learn how to implement a risk-based approach, use the latest tools and technology for monitoring, and ensure their programmes are aligned with regulatory requirements. Practical strategies for reporting, escalation, and continuous improvement will also be discussed.
This webinar provides one-hour of CPD and offers insights and updates from a leading industry-expert speaker.
Delegates places are interchangeable with colleagues from the same organisation.
Content
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Key components of a monitoring programme
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Risk-based monitoring approaches
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Integrating regulatory requirements
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Tools and technology for monitoring
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Reporting and escalation processes
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Continuous improvement and audits
Presenter
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Andrew Franco Senior Manager, Advisory at PwC |
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Bio to follow. |