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This webinar forms part of the 2024 Financial Crime Prevention Series.
This webinar provides one-hour of CPD and offers insights and updates from a leading industry-expert speaker.
All webinars can be booked individually, or you can book the entire series for a discounted cost. Delegates places are also interchangeable with colleagues from the same organisation.
Book the full series of webinars at a discounted price.
View the full series
Outline of the Senior Managers Regime and wider regulatory powers
Roles and responsibilities of the board, key persons, compliance function and other senior managers
Importance of robust corporate governance and reporting
Importance of effective systems, controls and training
If it all goes wrong
Nicola CrowellDirector at Cyan Regulatory |
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Nicola is a director of Cyan Regulatory, one of the leading regulatory consultancy firms in Jersey. Cyan’s team of experts draw upon their extensive experience as senior industry professionals and regulators to help businesses meet legal and regulatory demands, working alongside clients to provide practical and effective support and advice to their teams. Cyan is a trusted adviser to a wide range of businesses including international fund administrators, fiduciary service providers, wealth management firms and a range of "Schedule 2" businesses. The team aims to build long-term relationships with clients, acting always in their best interests and providing authoritative support upon which clients can rely. Cyan is also the firm which, as part of the Altair Group, has worked with partners to produce the innovative RegTech solutions AskMax (an AML-trained chatbot) and Beacon (a governance, risk and compliance solution for the financial services industry.) Nicola co-founded Cyan Regulatory in 2014, having worked at the Jersey Financial Services Commission for almost ten years in both the Supervision and Enforcement Divisions, leading many JFSC examinations as well as specialising in complex regulatory cases and investigations. |