Navigating PEP Compliance: Identification, Risk Management, and Examination Readiness
Description
This structured training course is designed to provide professionals with in-depth knowledge and practical skills essential for navigating the complexities of Politically Exposed Persons (PEPs) compliance. Focussing on the forthcoming Thematic Review by the Jersey Financial Services Commission (JFSC), the course explores the nuances of PEP identification, risk management strategies, and the intricacies of PEP declassification. Join this course to ensure you are prepared to meet the regulatory challenges and uphold the highest compliance standards in the evolving geopolitical landscape.
Content
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What is a PEP – are you correctly identifying your PEP exposure?
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Declassification – once a pep, not (now necessarily) always a pep?
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A supervised persons obligations to manage the risk
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Review of critical areas of focus for the examination – are you ready?
Presenter
Jo FrenchExpert Trainer at the School of International Financial Services |
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Jo, through her company JETT Limited, specialises in developing contemporary bespoke, technical in-house CPD programmes covering a range of AML, compliance and governance issues. She has over 25 years’ experience in delivering credible training to a wide range of financial service businesses both in the Crown Dependencies and internationally, as well as institutions that include the BBA, the ACSP in the Isle of Man, Guernsey Training Agency and the Jersey International Business School where her role also extended to delivering on Buckingham University’s BSc (Hons) in International Financial Services degree as part of their faculty. In addition, she has taught on the International Compliance Association’s full range of AML and compliance qualifications since 2005, and as a Fellow of the Governance Institute (formally ICSA) written and delivered across both level 4&5 Certificate and Diploma, as well as the qualifying scheme, (subjects include Corporate Governance, Risk Management, Boardroom Dynamics, Company Law and Company Compliance and Administration.) Jo’s ICSA students have won many international prizes, most recently in Trust and Company Administration in May 2021, and CORE in the November 2021 exams. A committed educationalist, Jo has a First Class Law Degree (LLB) and Masters in Law (LLM) (Merit) from Queen Mary University of London specialising in financial services law. She is passionate about the delivery of accessible and innovative training courses. |