Staff Integrity and Know Your Employee (KYE) Practices: Strengthening Internal Controls in the Isle of Man
This webinar forms part of the 2025 Financial Services Compliance Series (Isle of Man-specific).
Description
This webinar will provide an overview of effective Know Your Employee (KYE) practices and their role in strengthening internal controls within financial services firms in the Isle of Man. Attendees will gain insights into regulatory expectations around staff integrity and explore strategies for implementing robust KYE frameworks. The session will cover key elements such as employee due diligence, monitoring, and the identification of potential internal risks. Expert speakers will discuss best practices for assessing staff integrity, managing conflicts of interest, and aligning KYE processes with broader compliance obligations. This webinar aims to equip professionals with practical tools to enhance internal controls and safeguard organisational integrity.
This webinar provides one-hour of CPD and offers insights and updates from a leading industry-expert speaker.
Delegates places are interchangeable with colleagues from the same organisation.
Content
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Overview of regulatory expectations around staff integrity in financial services
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Key elements of a robust KYE framework for assessing employee integrity
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Best practices for monitoring and managing internal risks within firms
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Strategies for aligning KYE processes with broader compliance obligations
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Practical tools for enhancing internal controls and safeguarding organisational integrity
Presenter
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Speaker TBC TBC |
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Bio to follow.
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