Staff Integrity and Know Your Employee (KYE) Practices: Strengthening Internal Controls in the Isle of Man
This webinar forms part of the 2025 Financial Services Compliance Series (Isle of Man-specific).
Description
This webinar explores the importance of staff integrity within the Isle of Man’s regulated financial services sector. It examines Know Your Employee (KYE) practices beyond initial onboarding, focusing on how to embed KYE into effective internal control frameworks. The session will outline regulatory expectations, highlight the role of ongoing monitoring, and provide practical steps to strengthen organisational culture, mitigate insider risks, and enhance overall governance and compliance standards.
This webinar provides one-hour of CPD and offers insights and updates from a leading industry-expert speaker.
Delegates places are interchangeable with colleagues from the same organisation.
Content
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Understanding staff integrity in a regulated environment
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Know Your Employee beyond onboarding
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Integrating KYE into internal control frameworks
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Regulatory expectations
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Practical steps for strengthening internal controls
Presenter
Sinead O'ConnorHead of Regulatory & Compliance Services at DQ Advocates |
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Sinead is head of the Regulatory & Compliance Services team. Sinead works with clients across the financial services industry covering banking, insurance, corporate service providers and funds. Sinead has worked in the compliance industry since 1995 so has a wealth of experience to bring to clients. Sinead is an accredited Data Protection Practitioner.
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