Integrating Risk Assessment into Customer Due Diligence
Description
This webinar will examine the essential role of risk assessment in the customer due diligence (CDD) process. Participants will explore how business risk assessments, client risk assessments, and matter risk assessments interact in a risk-based approach to compliance. The session will also address practical steps for verifying clients through identity verification (IDV), recognising red flags, and applying the appropriate level of due diligence (SDD/CDD/EDD). Attendees will leave with a structured framework for integrating risk assessments effectively into CDD processes.
Content
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Business Risk Assessment
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Client Risk Assessments
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Matter Risk Assessments – SDD/CDD/EDD
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Applying a Risk Based Approach
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Verifying your clients – IDV
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Red Flags
Presenter
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Shazia Zamir Expert Trainer at the School of International Financial Services |
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Shazia Zamir has worked for over 25 years in various Senior Compliance roles held within Legal, Financial and Law Enforcement sectors. Her experience includes managing and setting up compliance teams, reviewing and testing effectiveness of policy and procedures, implementing process improvement, conducting AML and GDPR audits, guiding MLRO/COLP’s and COFA’s in making informed risk decisions, designing bespoke risk case management system for centralised teams, writing and delivering firm-wide training on various key compliance topics. Having graduated in Civil and Structural Engineering (BEng) from the University of Bradford, Shazia extended her studies further graduate in Law (LLB) from University of College London. With her academic experience her approach to compliance is making it simple, practical and she is always honest ensuring that the solutions she proposes are workable and effective. |