Managing Complex Structures in Customer Due Diligence
Description
This webinar will focus on the challenges of conducting due diligence on complex structures, including private individuals and corporate entities. It will outline the essential information to request, verification methods, and the resources available for verifying individuals and companies. Attendees will gain insights into best practices for structuring CDD procedures, maintaining a comprehensive CDD manual, and identifying red flags that may indicate potential risks within complex structures.
Content
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Private Individuals – what to ask for and why
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Private Company – what to ask for and why
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Verification resources – Individuals and company
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CDD Guide/Manual
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Red Flags
Presenter
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Shazia Zamir Expert Trainer at the School of International Financial Services |
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Shazia Zamir has worked for over 25 years in various Senior Compliance roles held within Legal, Financial and Law Enforcement sectors. Her experience includes managing and setting up compliance teams, reviewing and testing effectiveness of policy and procedures, implementing process improvement, conducting AML and GDPR audits, guiding MLRO/COLP’s and COFA’s in making informed risk decisions, designing bespoke risk case management system for centralised teams, writing and delivering firm-wide training on various key compliance topics. Having graduated in Civil and Structural Engineering (BEng) from the University of Bradford, Shazia extended her studies further graduate in Law (LLB) from University of College London. With her academic experience her approach to compliance is making it simple, practical and she is always honest ensuring that the solutions she proposes are workable and effective. |