Authorisation and the Perimeter
This webinar forms part of the 2024 Financial Services Regulation Programme.
Description
This webinar forms part of the 2024 Financial Services Regulation Programme. The programme comprises 6 x 1-hour webinars, delivered by Darren Boschat.
Book the full programme of six webinars at a discounted price.
View the full programme
Content
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Definition of the regulatory perimeter
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Authorisation process for regulated firms
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Use of exemptions and other mechanisms
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Regulating innovation
Presenter
Darren BoschatExpert Trainer at the School of International Financial Services |
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Darren is a regulatory consultant specialising in helping businesses achieve a more structured and practical approach to identifying, measuring and treating their compliance risks. His background includes over 15 years in senior roles at the JFSC spanning banking, securities, trust and supervisory risk. He has extensive experience of supervisory processes and helped design the JFSC´s supervisory risk model and the supporting guidance used by staff. Darren is the lead author and senior lecturer of the International Certificate in Financial Regulation, a professional qualification for regulators. |