Supervision and Conduct Risk

This webinar forms part of the 2024 Financial Services Regulation Programme.

Description

This webinar forms part of the 2024 Financial Services Regulation Programme. The programme comprises 6 x 1-hour webinars, delivered by Darren Boschat.

Book the full programme of six webinars at a discounted price.

 

View the full programme

Full Programme

 

 


Content

  • Overview of the role of supervision

  • Supervisory tools and techniques

  • Overview of regulatory requirements

  • Conduct risk and culture in regulated firms

 

Presenter

Darren Boschat

Expert Trainer at the School of International Financial Services

Darren Boschat 

Darren is a regulatory consultant specialising in helping businesses achieve a more structured and practical approach to identifying, measuring and treating their compliance risks.

His background includes over 15 years in senior roles at the JFSC spanning banking, securities, trust and supervisory risk.

He has extensive experience of supervisory processes and helped design the JFSC´s supervisory risk model and the supporting guidance used by staff.

Darren is the lead author and senior lecturer of the International Certificate in Financial Regulation, a professional qualification for regulators.


Similar seminars

This webinar forms part of the 2024 Financial Crime Programme.

More Information

This webinar forms part of the 2024 Customer Due Diligence Programme.

More Information

This webinar forms part of the 2024 Corporate Governance Series.

More Information

This webinar forms part of the 2024 Corporate Governance Series.

More Information

This webinar forms part of the 2024 Corporate Governance Series.

More Information

Join your industry peers at the School of International Financial Services' 4th Annual Economic Crime & Compliance Symposium in November 2024.

More Information

This webinar forms part of the 2024 Financial Crime Prevention Series.

More Information

This webinar forms part of the 2024 Financial Crime Prevention Series.

More Information

This webinar forms part of the 2024 Financial Services Regulation Programme.

More Information

This webinar forms part of the 2024 Financial Services Regulation Programme.

More Information

Robust and effective regulations and their enforcement are crucial to the smooth operation of financial systems. Gain a sound understanding of the principles of regulation for the start of your career as a regulator. Delivered by The School of International Financial Services, and awarded by The Chartered Governance Institute UK & Ireland (CGI), this Level 3 qualification aims to equip you with the knowledge and skills for a career as a regulator.

More Information

This webinar forms part of the 2024 JFSC Thematic Examination Programme.

More Information

This webinar forms part of the 2024 JFSC Thematic Examination Programme.

More Information

This webinar forms part of the 2024 AML/CFT/CPF Regulatory Compliance Programme (Jersey-specific).

More Information

This webinar forms part of the 2024 AML/CFT/CPF Regulatory Compliance Programme (Jersey-specific).

More Information

This webinar forms part of the 2024 AML/CFT/CPF Regulatory Compliance Programme (Jersey-specific).

More Information

This webinar forms part of the 2024 AML/CFT/CPF Regulatory Compliance Programme (Jersey-specific).

More Information

This webinar forms part of the 2024 Financial Services Compliance Series.

More Information

This webinar forms part of the 2024 Financial Services Compliance Series.

More Information