Compliance Monitoring – best practice
This webinar forms part of the 2024 JFSC Thematic Examination Programme.
Description
This webinar forms part of the 2024 JFSC Thematic Examination Programme.
This webinar shifts focus to compliance monitoring, offering insights into best practices for establishing and maintaining an effective compliance monitoring program. This session is designed to help compliance professionals understand the scope of compliance monitoring, its significance in the regulatory framework, and how to implement it effectively to ensure ongoing compliance with JFSC regulations.
View the full programme
Content
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Who monitors compliance and why?
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How should compliance risk be assessed?
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What testing should be included in the CMP?
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Does the board have enough oversight of it?
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How can we tell if it is working effectively?
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When should we be notifying the JFSC?
Presenter
Ches TrowerRegulatory Consultant |
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Ches makes compliance easier. She has banked:
Using her knowledge and experience, coupled with her passion and creativity, Ches helps people understand and comply with the regulatory framework in Jersey. Follow her on LinkedIn for simplified summaries of up-to-date regulatory matters: linkedin.com/in/chestrower. |