2025 Financial Services Regulation Programme
Description
The 2025 Financial Services Regulation Programme provides an accessible overview of financial regulation designed for staff in financial services firms. Based on a successful certificate level qualification for regulators, covering everything from the principles of financial regulation to enforcement and financial crime.
Whatever your current role, this programme will provide an excellent foundation from which to develop a better level of communication and understanding with regulatory bodies.
This programme will comprise 6 x 1-hour webinars of 60 minutes, inclusive of Q&A, delivered by Darren Boschat.
Suitable For
This programme is suitable for all financial services professionals.
Agenda
Principles of Financial Regulation23 May 2025 | 1 CPD Hours
|
||
Structure of Financial Regulation13 June 2025 | 1 CPD Hours
|
||
Authorisation and the Perimeter
27 June 2025 | 1 CPD Hours
|
||
Supervision and Conduct Risk12 September 2025 | 1 CPD Hours
|
||
Enforcement19 September 2025 | 1 CPD Hours
|
||
Financial Crime Regulation03 October 2025 | 1 CPD Hours
|
||