Building Effective Compliance and Monitoring Frameworks

This webinar forms part of the 2025 MLRO Masterclass Series.

Description

This webinar will guide participants through the process of designing and implementing robust compliance and monitoring frameworks tailored to international standards. With a focus on risk-based approaches, this session will examine how to create adaptable frameworks that can respond to evolving risks and regulatory changes. We will explore the foundational components of an effective compliance programme and discuss best practices for monitoring and continuous improvement.

This webinar provides one-hour of CPD and offers insights and updates from a leading industry-expert speaker. 

Delegates places are interchangeable with colleagues from the same organisation.

 

Content

  • Essential components of compliance frameworks

  • Risk-based approaches and their significance

  • Developing policies and procedures

  • Continuous monitoring and testing

  • Techniques for evaluating and improving frameworks

 

Presenter

Salim Mansoor

Global Head of Private Markets Compliance at Allianz Global Investors

Salim Mansoor 

Salim joined Allianz Global Investors in 2019 and is the Global Head of Investment Compliance for the Private Markets Division at Allianz Global Investors and Allianz Capital Partners. In his role he is responsible for the Compliance programme and Compliance risk of the Private Markets Division globally. Prior to this he worked at Deutsche Bank and Herbert Smith LLP. He is a practicing solicitor of England and Wales. 

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