Enforcement

This webinar forms part of the 2025 Financial Services Regulation Programme.

Description

This webinar dives into enforcement within the financial services regulatory framework. Participants will learn about the roles and responsibilities of enforcement bodies, the different types of enforcement actions, and the processes involved in regulatory enforcement. The session also covers the powers and sanctions available to regulators, offering participants practical knowledge on how enforcement shapes industry compliance and behaviour.

This webinar provides one-hour of CPD and forms part of the 2025 Financial Services Regulation Programme, delivered by Darren Boschat.

Delegates places are interchangeable with colleagues from the same organisation.

 

Content

  • Overview of the role of enforcement

  • Types of enforcement actions

  • Powers and sanctions of regulatory bodies

  • The enforcement process

 

Presenter

Darren Boschat

Expert Trainer at the School of International Financial Services

Darren Boschat 

Darren is a regulatory consultant specialising in helping businesses achieve a more structured and practical approach to identifying, measuring and treating their compliance risks.

His background includes over 15 years in senior roles at the JFSC spanning banking, securities, trust and supervisory risk.

He has extensive experience of supervisory processes and helped design the JFSC´s supervisory risk model and the supporting guidance used by staff.

Darren is the lead author and senior lecturer of the International Certificate in Financial Regulation, a professional qualification for regulators.

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