Supervision and Conduct Risk

This webinar forms part of the 2025 Financial Services Regulation Programme.

Description

This webinar explores the critical role of supervision in financial regulation, focusing on the tools and techniques used by regulators to ensure compliance. Participants will also examine conduct risk and its impact on organisational culture, alongside key regulatory requirements that firms must meet. The session aims to provide practical insights into building a culture of compliance and implementing effective supervisory practices within regulated entities.

This webinar provides one-hour of CPD and forms part of the 2025 Financial Services Regulation Programme, delivered by Darren Boschat.

Delegates places are interchangeable with colleagues from the same organisation.

 

Content

  • Overview of the role of supervision

  • Supervisory tools and techniques

  • Overview of regulatory requirements

  • Conduct risk and culture in regulated firms

 

Presenter

Darren Boschat

Expert Trainer at the School of International Financial Services

Darren Boschat 

Darren is a regulatory consultant specialising in helping businesses achieve a more structured and practical approach to identifying, measuring and treating their compliance risks.

His background includes over 15 years in senior roles at the JFSC spanning banking, securities, trust and supervisory risk.

He has extensive experience of supervisory processes and helped design the JFSC´s supervisory risk model and the supporting guidance used by staff.

Darren is the lead author and senior lecturer of the International Certificate in Financial Regulation, a professional qualification for regulators.

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