Principles of Financial Regulation
This webinar forms part of the 2025 Financial Services Regulation Programme.
Description
This webinar introduces participants to the foundational principles of financial regulation, focusing on its objectives, rationale, and types. Attendees will explore why financial regulation is essential for maintaining market integrity and protecting consumers, alongside the broader goals of regulatory frameworks. The session aims to provide attendees with a robust understanding of the concepts underpinning regulatory regimes and their practical application.
This webinar provides one-hour of CPD and forms part of the 2025 Financial Services Regulation Programme, delivered by Darren Boschat.
Delegates places are interchangeable with colleagues from the same organisation.
Content
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Introduction to financial regulation
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Justifications for financial regulation
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Aims and objectives of financial regulation
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Types of financial regulation
Presenter
Darren Boschat Expert Trainer at the School of International Financial Services |
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![]() Darren is a regulatory consultant specialising in helping businesses achieve a more structured and practical approach to identifying, measuring and treating their compliance risks. His background includes over 15 years in senior roles at the JFSC spanning banking, securities, trust and supervisory risk. He has extensive experience of supervisory processes and helped design the JFSC´s supervisory risk model and the supporting guidance used by staff. Darren is the lead author and senior lecturer of the International Certificate in Financial Regulation, a professional qualification for regulators. |